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Home Breaking

Fee Rate Advisory #3 for Fiscal Year 2023

March 1, 2023
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NFONews.com

This article is syndicated automatically through a third-party agency from NFONews.com.

To view the original article at NFONews.com, you can visit https://www.huffingtonpress.com/2023/03/fee-rate-advisory-3-for-fiscal-year-2023/.

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Pursuant to Section 31(j)(2) of the Securities Exchange Act of 1934, the Commission has determined that a mid-year adjustment to the Section 31 fee rate for fiscal year 2023 is not required. These adjustments do not directly affect the amount of funding available to the SEC.

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The Section 31 fee rate for fiscal 2023 will remain at the current rate of $8.00 per million, as previously announced on January 23, 2023. This rate will remain in place until September 30, 2023, or 60 days after the enactment of a regular FY 2024 appropriation, whichever is later. The Section 31 assessment on round turn transactions in security futures also will remain at $0.0042 per transaction.

The Office of Interpretation and Guidance in the Commission’s Division of Trading and Markets is available for questions on Section 31 at (202) 551-5777, or by e-mail at [email protected]

The Commission will issue further notices as appropriate to keep the public informed of developments relating to fees under Section 31. These notices will be posted at http://www.sec.gov.

 

 

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