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Home Breaking

SEC Investor Advisory Committee to Discuss the Growth of Private Markets, Oversight of Investment Advisers, and Open-End Fund Liquidity Risk Management at March 2nd Meeting

March 1, 2023
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This article is syndicated automatically through a third-party agency from NFONews.com.

To view the original article at NFONews.com, you can visit https://www.huffingtonpress.com/2023/02/sec-investor-advisory-committee-to-discuss-the-growth-of-private-markets-oversight-of-investment-advisers-and-open-end-fund-liquidity-risk-management-at-march-2nd-meeting/.

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Washington D.C., Feb. 24, 2023 —

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The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on March 2 at 10:00 a.m. ET. The meeting will be webcast on the SEC website.

The committee will host three panels to discuss:

  • Growth of Private Markets relative to the Public Markets: Drivers and Implications;
  • Oversight of Investment Advisers: Can Regulators Keep Up with Growth in the Industry; and
  • Open-End Fund Liquidity Risk Management and Swing Pricing.

The full agenda is available here.

This will also be the first meeting that includes the Commission’s newly-appointed Investor Advocate, Cristina Martin Firvida, a statutory member of the Committee.

The Investor Advisory Committee, which focuses on investor-related interests, advises the Commission on regulatory priorities and various initiatives to help protect investors and promote the integrity of the U.S. securities markets. Established by the Dodd-Frank Act, the Committee is authorized by Congress to submit findings and recommendations to the Commission.

Learn more about the Investor Advisory Committee here.

 

 

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